ProxAnn: Use-Oriented Evaluations of Topic Models and Document Clustering

Abstract

Topic models and document-clustering evaluations either use automated metrics that align poorly with human preferences, or require expert labels that are intractable to scale. We design a scalable human evaluation protocol and a corresponding automated approximation that reflect practitioners’ real-world usage of models. Annotators—or an LLM-based proxy—review text items assigned to a topic or cluster, infer a category for the group, then apply that category to other documents. Using this protocol, we collect extensive crowdworker annotations of outputs from a diverse set of topic models on two datasets. We then use these annotations to validate automated proxies, finding that the best LLM proxy is statistically indistinguishable from a human annotator and can therefore serve as a reasonable substitute in automated evaluations.