COLING 2024main7 citations

Towards Explainability and Fairness in Swiss Judgement Prediction: Benchmarking on a Multilingual Dataset

Santosh T.y.s.s., Nina Baumgartner, Matthias Stürmer, Matthias Grabmair, Joel Niklaus

Abstract

The assessment of explainability in Legal Judgement Prediction (LJP) systems is of paramount importance in building trustworthy and transparent systems, particularly considering the reliance of these systems on factors that may lack legal relevance or involve sensitive attributes. This study delves into the realm of explainability and fairness in LJP models, utilizing Swiss Judgement Prediction (SJP), the only available multilingual LJP dataset. We curate a comprehensive collection of rationales that ‘support’ and ‘oppose’ judgement from legal experts for 108 cases in German, French, and Italian. By employing an occlusion-based explainability approach, we evaluate the explainability performance of state-of-the-art monolingual and multilingual BERT-based LJP models, as well as models developed with techniques such as data augmentation and cross-lingual transfer, which demonstrated prediction performance improvement. Notably, our findings reveal that improved prediction performance does not necessarily correspond to enhanced explainability performance, underscoring the significance of evaluating models from an explainability perspective. Additionally, we introduce a novel evaluation framework, Lower Court Insertion (LCI), which allows us to quantify the influence of lower court information on model predictions, exposing current models’ biases.

BibTeX
@inproceedings{t-y-s-s-etal-2024-towards,
    title = "Towards Explainability and Fairness in {S}wiss Judgement Prediction: Benchmarking on a Multilingual Dataset",
    author = {T.y.s.s., Santosh  and
      Baumgartner, Nina  and
      St{\"u}rmer, Matthias  and
      Grabmair, Matthias  and
      Niklaus, Joel},
    editor = "Calzolari, Nicoletta  and
      Kan, Min-Yen  and
      Hoste, Veronique  and
      Lenci, Alessandro  and
      Sakti, Sakriani  and
      Xue, Nianwen",
    booktitle = "Proceedings of the 2024 Joint International Conference on Computational Linguistics, Language Resources and Evaluation (LREC-COLING 2024)",
    month = may,
    year = "2024",
    address = "Torino, Italia",
    publisher = "ELRA and ICCL",
    url = "https://aclanthology.org/2024.lrec-main.1434/",
    pages = "16500--16513"
}
Towards Explainability and Fairness in Swiss Judgement Prediction: Benchmarking on a Multilingual Dataset · COLING 2024