EMNLP 2024finding2 citations

AutoRAG-HP: Automatic Online Hyper-Parameter Tuning for Retrieval-Augmented Generation

Jia Fu, Xiaoting Qin, Fangkai Yang, Lu Wang, Jue Zhang, Qingwei Lin, Yubo Chen, Dongmei Zhang

Abstract

Recent advancements in Large Language Models have transformed ML/AI development, necessitating a reevaluation of AutoML principles for the Retrieval-Augmented Generation (RAG) systems. To address the challenges of hyper-parameter optimization and online adaptation in RAG, we propose the AutoRAG-HP framework, which formulates the hyper-parameter tuning as an online multi-armed bandit (MAB) problem and introduces a novel two-level Hierarchical MAB (Hier-MAB) method for efficient exploration of large search spaces. We conduct extensive experiments on tuning hyper-parameters, such as top-k retrieved documents, prompt compression ratio, and embedding methods, using the ALCE-ASQA and Natural Questions datasets. Our evaluation from jointly optimization all three hyper-parameters demonstrate that MAB-based online learning methods can achieve Recall@5 ≈ 0.8 for scenarios with prominent gradients in search space, using only ~20% of the LLM API calls required by the Grid Search approach. Additionally, the proposed Hier-MAB approach outperforms other baselines in more challenging optimization scenarios. The code will be made available at https://aka.ms/autorag.

BibTeX
@inproceedings{fu-etal-2024-autorag,
    title = "{A}uto{RAG}-{HP}: Automatic Online Hyper-Parameter Tuning for Retrieval-Augmented Generation",
    author = "Fu, Jia  and
      Qin, Xiaoting  and
      Yang, Fangkai  and
      Wang, Lu  and
      Zhang, Jue  and
      Lin, Qingwei  and
      Chen, Yubo  and
      Zhang, Dongmei  and
      Rajmohan, Saravan  and
      Zhang, Qi",
    editor = "Al-Onaizan, Yaser  and
      Bansal, Mohit  and
      Chen, Yun-Nung",
    booktitle = "Findings of the Association for Computational Linguistics: EMNLP 2024",
    month = nov,
    year = "2024",
    address = "Miami, Florida, USA",
    publisher = "Association for Computational Linguistics",
    url = "https://aclanthology.org/2024.findings-emnlp.223/",
    doi = "10.18653/v1/2024.findings-emnlp.223",
    pages = "3875--3891"
}
AutoRAG-HP: Automatic Online Hyper-Parameter Tuning for Retrieval-Augmented Generation · EMNLP 2024