Required Spine Optional Limbs: Heterogeneous Federated Learning via Backbone-sharing and Activation-guided Selection

Abstract

Although Federated Learning (FL) offers advantages in privacy-preserving for cross-device collaborative learning, its practical deployment remains severely constrained by heterogeneous hardware resources and non-IID (non-independent and identically distributed) data across devices. Sub-model extraction has emerged as a widely adopted strategy for enabling collaborative training among devices with heterogeneous models. However, existing sub-model extraction methods in FL typically rely on coarse-grained stochastic selection or rigid rule-based neuron selection, which severely limits training performance. Specifically, stochastic strategies lead to severe parameter conflicts under non-IID data distributions, while rule-based approaches lack diversity in neuron selection per device, preventing comprehensive parameter optimization. To address this problem, this paper presents a novel sub-model extraction-based FL framework, named SpineFL, which adopts a backbone-sharing mechanism and an activation-guided pruning strategy for sub-model extraction. Specifically, SpineFL decomposes each global model layer into two portions: i) a mandatory backbone shared by all the sub-models to maintain model generalization, and ii) a dynamic portion for sub-model extraction. SpineFL adopts the activation-guided selection strategy to probabilistically select neurons according to their activation frequency from the dynamic portion to generate sub-model, where neurons exhibiting higher historical activation are more likely to be included, thereby simultaneously addressing parameter conflicts while preserving selection diversity. Experimental results demonstrate that compared with state-of-the-art heterogeneous FL methods, SpineFL can achieve up to 3.28% accuracy improvement.