NAACL 2024long19 citations

Uncertainty Quantification for In-Context Learning of Large Language Models

Chen Ling, Xujiang Zhao, Xuchao Zhang, Wei Cheng, Yanchi Liu, Yiyou Sun, Mika Oishi, Takao Osaki

Abstract

In-context learning has emerged as a groundbreaking ability of Large Language Models (LLMs) and revolutionized various fields by providing a few task-relevant demonstrations in the prompt. However, trustworthy issues with LLM’s response, such as hallucination, have also been actively discussed. Existing works have been devoted to quantifying the uncertainty in LLM’s response, but they often overlook the complex nature of LLMs and the uniqueness of in-context learning. In this work, we delve into the predictive uncertainty of LLMs associated with in-context learning, highlighting that such uncertainties may stem from both the provided demonstrations (aleatoric uncertainty) and ambiguities tied to the model’s configurations (epistemic uncertainty). We propose a novel formulation and corresponding estimation method to quantify both types of uncertainties. The proposed method offers an unsupervised way to understand the prediction of in-context learning in a plug-and-play fashion. Extensive experiments are conducted to demonstrate the effectiveness of the decomposition. The code and data are available at: https://github.com/lingchen0331/UQ_ICL.

BibTeX
@inproceedings{ling-etal-2024-uncertainty,
    title = "Uncertainty Quantification for In-Context Learning of Large Language Models",
    author = "Ling, Chen  and
      Zhao, Xujiang  and
      Zhang, Xuchao  and
      Cheng, Wei  and
      Liu, Yanchi  and
      Sun, Yiyou  and
      Oishi, Mika  and
      Osaki, Takao  and
      Matsuda, Katsushi  and
      Ji, Jie  and
      Bai, Guangji  and
      Zhao, Liang  and
      Chen, Haifeng",
    editor = "Duh, Kevin  and
      Gomez, Helena  and
      Bethard, Steven",
    booktitle = "Proceedings of the 2024 Conference of the North American Chapter of the Association for Computational Linguistics: Human Language Technologies (Volume 1: Long Papers)",
    month = jun,
    year = "2024",
    address = "Mexico City, Mexico",
    publisher = "Association for Computational Linguistics",
    url = "https://aclanthology.org/2024.naacl-long.184/",
    doi = "10.18653/v1/2024.naacl-long.184",
    pages = "3357--3370"
}
Uncertainty Quantification for In-Context Learning of Large Language Models · NAACL 2024