UAI 2021poster22 citations

An optimization and generalization analysis for max-pooling networks

Alon Brutzkus, Amir Globerson

Abstract

Max-Pooling operations are a core component of deep learning architectures. In particular, they are part of most convolutional architectures used in machine vision, since pooling is a natural approach to pattern detection problems. However, these architectures are not well understood from a theoretical perspective. For example, we do not understand when they can be globally optimized, and what is the effect of over-parameterization on generalization. Here we perform a theoretical analysis of a convolutional max-pooling architecture, proving that it can be globally optimized, and can generalize well even for highly over-parameterized models. Our analysis focuses on a data generating distribution inspired by pattern detection problem, where a “discriminative” pattern needs to be detected among “spurious” patterns. We empirically validate that CNNs significantly outperform fully connected networks in our setting, as predicted by our theoretical results.

BibTeX
@InProceedings{pmlr-v161-brutzkus21a,
  title = 	 {An optimization and generalization analysis for max-pooling networks},
  author =       {Brutzkus, Alon and Globerson, Amir},
  booktitle = 	 {Proceedings of the Thirty-Seventh Conference on Uncertainty in Artificial Intelligence},
  pages = 	 {1650--1660},
  year = 	 {2021},
  editor = 	 {de Campos, Cassio and Maathuis, Marloes H.},
  volume = 	 {161},
  series = 	 {Proceedings of Machine Learning Research},
  month = 	 {27--30 Jul},
  publisher =    {PMLR},
  pdf = 	 {https://proceedings.mlr.press/v161/brutzkus21a/brutzkus21a.pdf},
  url = 	 {https://proceedings.mlr.press/v161/brutzkus21a.html},
  abstract = 	 {Max-Pooling operations are a core component of deep learning architectures. In particular, they are part of most convolutional architectures used in machine vision, since pooling is a natural approach to pattern detection problems. However, these architectures are not well understood from a theoretical perspective. For example, we do not understand when they can be globally optimized, and what is the effect of over-parameterization on generalization. Here we perform a theoretical analysis of a convolutional max-pooling architecture, proving that it can be globally optimized, and can generalize well even for highly over-parameterized models. Our analysis focuses on a data generating distribution inspired by pattern detection problem, where a “discriminative” pattern needs to be detected among “spurious” patterns. We empirically validate that CNNs significantly outperform fully connected networks in our setting, as predicted by our theoretical results.}
}