EMNLP 2021main13 citations

Uncertainty Measures in Neural Belief Tracking and the Effects on Dialogue Policy Performance

Carel van Niekerk, Andrey Malinin, Christian Geishauser, Michael Heck, Hsien-chin Lin, Nurul Lubis, Shutong Feng, Milica Gasic

Abstract

The ability to identify and resolve uncertainty is crucial for the robustness of a dialogue system. Indeed, this has been confirmed empirically on systems that utilise Bayesian approaches to dialogue belief tracking. However, such systems consider only confidence estimates and have difficulty scaling to more complex settings. Neural dialogue systems, on the other hand, rarely take uncertainties into account. They are therefore overconfident in their decisions and less robust. Moreover, the performance of the tracking task is often evaluated in isolation, without consideration of its effect on the downstream policy optimisation. We propose the use of different uncertainty measures in neural belief tracking. The effects of these measures on the downstream task of policy optimisation are evaluated by adding selected measures of uncertainty to the feature space of the policy and training policies through interaction with a user simulator. Both human and simulated user results show that incorporating these measures leads to improvements both of the performance and of the robustness of the downstream dialogue policy. This highlights the importance of developing neural dialogue belief trackers that take uncertainty into account.

BibTeX
@inproceedings{van-niekerk-etal-2021-uncertainty,
    title = "Uncertainty Measures in Neural Belief Tracking and the Effects on Dialogue Policy Performance",
    author = "van Niekerk, Carel  and
      Malinin, Andrey  and
      Geishauser, Christian  and
      Heck, Michael  and
      Lin, Hsien-chin  and
      Lubis, Nurul  and
      Feng, Shutong  and
      Gasic, Milica",
    editor = "Moens, Marie-Francine  and
      Huang, Xuanjing  and
      Specia, Lucia  and
      Yih, Scott Wen-tau",
    booktitle = "Proceedings of the 2021 Conference on Empirical Methods in Natural Language Processing",
    month = nov,
    year = "2021",
    address = "Online and Punta Cana, Dominican Republic",
    publisher = "Association for Computational Linguistics",
    url = "https://aclanthology.org/2021.emnlp-main.623/",
    doi = "10.18653/v1/2021.emnlp-main.623",
    pages = "7901--7914"
}
Uncertainty Measures in Neural Belief Tracking and the Effects on Dialogue Policy Performance · EMNLP 2021