EMNLP 2024main7 citations

Large Language Models as Foundations for Next-Gen Dense Retrieval: A Comprehensive Empirical Assessment

Kun Luo, Minghao Qin, Zheng Liu, Shitao Xiao, Jun Zhao, Kang Liu

Abstract

Pre-trained language models like BERT and T5 serve as crucial backbone encoders for dense retrieval. However, these models often exhibit limited generalization capabilities and face challenges in improving in-domain accuracy. Recent research has explored using large language models (LLMs) as retrievers, achieving state-of-the-art performance across various tasks. Despite these advancements, the specific benefits of LLMs over traditional retrievers and the impact of different LLM configurations—such as parameter sizes, pre-training duration, and alignment processes—on retrieval tasks remain unclear. In this work, we conduct a comprehensive empirical study on a wide range of retrieval tasks, including in-domain accuracy, data efficiency, zero-shot generalization, lengthy retrieval, instruction-based retrieval, and multi-task learning. We evaluate over 15 different backbone LLMs and non-LLMs. Our findings reveal that larger models and extensive pre-training consistently enhance in-domain accuracy and data efficiency. Additionally, larger models demonstrate significant potential in zero-shot generalization, lengthy retrieval, instruction-based retrieval, and multi-task learning. These results underscore the advantages of LLMs as versatile and effective backbone encoders in dense retrieval, providing valuable insights for future research and development in this field.

BibTeX
@inproceedings{luo-etal-2024-large,
    title = "Large Language Models as Foundations for Next-Gen Dense Retrieval: A Comprehensive Empirical Assessment",
    author = "Luo, Kun  and
      Qin, Minghao  and
      Liu, Zheng  and
      Xiao, Shitao  and
      Zhao, Jun  and
      Liu, Kang",
    editor = "Al-Onaizan, Yaser  and
      Bansal, Mohit  and
      Chen, Yun-Nung",
    booktitle = "Proceedings of the 2024 Conference on Empirical Methods in Natural Language Processing",
    month = nov,
    year = "2024",
    address = "Miami, Florida, USA",
    publisher = "Association for Computational Linguistics",
    url = "https://aclanthology.org/2024.emnlp-main.80/",
    doi = "10.18653/v1/2024.emnlp-main.80",
    pages = "1354--1365"
}
Large Language Models as Foundations for Next-Gen Dense Retrieval: A Comprehensive Empirical Assessment · EMNLP 2024