EMNLP 2024finding1 citations

Evaluating Language Model Character Traits

Francis Rhys Ward, Zejia Yang, Alex Jackson, Randy Brown, Chandler Smith, Grace Beaney Colverd, Louis Alexander Thomson, Raymond Douglas

Abstract

Language models (LMs) can exhibit human-like behaviour, but it is unclear how to describe this behaviour without undue anthropomorphism. We formalise a behaviourist view of LM character traits: qualities such as truthfulness, sycophancy, and coherent beliefs and intentions, which may manifest as consistent patterns of behaviour. Our theory is grounded in empirical demonstrations of LMs exhibiting different character traits, such as accurate and logically coherent beliefs and helpful and harmless intentions. We infer belief and intent from LM behaviour, finding their consistency varies with model size, fine-tuning, and prompting. In addition to characterising LM character traits, we evaluate how these traits develop over the course of an interaction. We find that traits such as truthfulness and harmfulness can be stationary, i.e., consistent over an interaction, in certain contexts but may be reflective in different contexts, meaning they mirror the LM’s behaviour in the preceding interaction. Our formalism enables us to describe LM behaviour precisely and without undue anthropomorphism.

BibTeX
@inproceedings{ward-etal-2024-evaluating,
    title = "Evaluating Language Model Character Traits",
    author = "Ward, Francis Rhys  and
      Yang, Zejia  and
      Jackson, Alex  and
      Brown, Randy  and
      Smith, Chandler  and
      Colverd, Grace Beaney  and
      Thomson, Louis Alexander  and
      Douglas, Raymond  and
      Bartak, Patrik  and
      Rowan, Andrew",
    editor = "Al-Onaizan, Yaser  and
      Bansal, Mohit  and
      Chen, Yun-Nung",
    booktitle = "Findings of the Association for Computational Linguistics: EMNLP 2024",
    month = nov,
    year = "2024",
    address = "Miami, Florida, USA",
    publisher = "Association for Computational Linguistics",
    url = "https://aclanthology.org/2024.findings-emnlp.77/",
    doi = "10.18653/v1/2024.findings-emnlp.77",
    pages = "1423--1443"
}