← Search

Simon Shaolei Du

62 accepted papers

2026

Convergence Dynamics of Over-Parameterized Score Matching for a Single Gaussian

ICLR 2026poster

Score matching has become a central training objective in modern generative modeling, particularly in diffusion models, where it is used to learn high-dimensional data distributions through the estimation of score functions. Despite its empirical success, the theoretical understanding of the optimiz…

Cited by 0SourceScholar
2026

Improving Human-AI Coordination through Online Adversarial Training and Generative Models

ICLR 2026poster

Being able to cooperate with diverse humans is an important component of many economically valuable AI tasks, from household robotics to autonomous driving. However, generalizing to novel humans requires training on data that captures the diversity of human behaviors. Adversarial training is a promi…

Cited by 0SourceScholar
2026

Personalized Reasoning: Just-in-time Personalization and Why LLMs Fail at It

ICLR 2026poster

Current large language model (LLM) development treats task-solving and preference-alignment as separate challenges, optimizing first for objective correctness, then for alignment to aggregated human preferences. This paradigm fails in human-facing applications where solving a problem correctly is in…

Cited by 0SourcecodeScholar
2025

A Minimalist Example of Edge-of-Stability and Progressive Sharpening

NeurIPS 2025poster

Recent advances in deep learning optimization have unveiled two intriguing phenomena under large learning rates: Edge of Stability (EoS) and Progressive Sharpening (PS), challenging classical Gradient Descent (GD) analyses. Current research approaches, using either generalist frameworks or minimalis…

Cited by 0SourceScholar
2025

Cross-environment Cooperation Enables Zero-shot Multi-agent Coordination

ICML 2025oral

Zero-shot coordination (ZSC), the ability to adapt to a new partner in a cooperative task, is a critical component of human-compatible AI. While prior work has focused on training agents to cooperate on a single task, these specialized models do not generalize to new tasks, even if they are highly s…

Cited by 0SourcePDFScholar
2025

Deployment Efficient Reward-Free Exploration with Linear Function Approximation

NeurIPS 2025poster

We study deployment-efficient reward-free exploration with linear function approximation, where the goal is to explore a linear Markov Decision Process (MDP) without revealing the reward function, while minimizing the number of distinct policies implemented during learning. By ``deployment efficient…

Cited by 0SourceScholar
2025

Exploring How Generative MLLMs Perceive More Than CLIP with the Same Vision Encoder

ACL 2025long

Recent research has shown that CLIP models struggle with visual reasoning tasks that require grounding compositionality, understanding spatial relationships, or capturing fine-grained details. One natural hypothesis is that the CLIP vision encoder does not embed essential information for these tasks…

2025

Highlighting What Matters: Promptable Embeddings for Attribute-Focused Image Retrieval

NeurIPS 2025poster

While an image is worth more than a thousand words, only a few provide crucial information for a given task and thus should be focused on. In light of this, ideal text-to-image (T2I) retrievers should prioritize specific visual attributes relevant to queries. To evaluate current retrievers on handli…

Cited by 0SourceScholar
2025

Is Your World Simulator a Good Story Presenter? A Consecutive Events-Based Benchmark for Future Long Video Generation

CVPR 2025poster

The current state-of-the-art video generative models can produce commercial-grade videos with highly realistic details. However, they still struggle to coherently present multiple sequential events in specific short stories, which is foreseeable an essential capability for future long video generati…

2025

Minimax Optimal Regret Bound for Reinforcement Learning with Trajectory Feedback

ICML 2025poster

In this work, we study reinforcement learning (RL) with trajectory feedback. Compared to the standard RL setting, in RL with trajectory feedback, the agent only observes the accumulative reward along the trajectory, and therefore, this model is particularly suitable for scenarios where querying the…

Cited by 0SourcePDFScholar
2025

Reinforcement Learning for Reasoning in Large Language Models with One Training Example

NeurIPS 2025poster

We show that reinforcement learning with verifiable reward using one training example (1-shot RLVR) is effective in incentivizing the math reasoning capabilities of large language models (LLMs). Applying RLVR to the base model Qwen2.5-Math-1.5B, we identify a single example that elevates model perfo…

Cited by 0SourcecodeScholar
2025

Sharp Gap-Dependent Variance-Aware Regret Bounds for Tabular MDPs

NeurIPS 2025poster

We consider gap-dependent regret bounds for episodic MDPs. We show that the Monotonic Value Propagation (MVP) algorithm (Zhang et al. [2024]) achieves a variance-aware gap-dependent regret bound of $$\tilde{O}\left(\left(\sum_{\Delta_h(s,a)>0} \frac{H^2 \log K \land \mathtt{Var}\_{\max}^{\textup{c}…

Cited by 0SourceScholar
2025

The Crucial Role of Samplers in Online Direct Preference Optimization

ICLR 2025poster

Direct Preference Optimization (DPO) has emerged as a stable, scalable, and efficient solution for language model alignment. Despite its empirical success, the optimization properties, particularly the impact of samplers on its convergence rates, remain under-explored. In this paper, we provide a ri…

2025

Understanding the Gain from Data Filtering in Multimodal Contrastive Learning

NeurIPS 2025poster

The success of modern multimodal representation learning relies on internet-scale datasets. Due to the low quality of a large fraction of raw web data, data curation has become a critical step in the training pipeline. Filtering using a trained model (i.e., teacher-based filtering) has emerged as a…

Cited by 0SourceScholar
2024

A Black-box Approach for Non-stationary Multi-agent Reinforcement Learning

ICLR 2024poster

We investigate learning the equilibria in non-stationary multi-agent systems and address the challenges that differentiate multi-agent learning from single-agent learning. Specifically, we focus on games with bandit feedback, where testing an equilibrium can result in substantial regret even when th…

Cited by 2SourcePDFScholar
2024

CLIPLoss and Norm-Based Data Selection Methods for Multimodal Contrastive Learning

NeurIPS 2024spotlight

Data selection has emerged as a core issue for large-scale visual-language model pretaining (e.g., CLIP), particularly with noisy web-curated datasets. Three main data selection approaches are: (1) leveraging external non-CLIP models to aid data selection, (2) training new CLIP-style embedding model…

Cited by 6SourcePDFScholar
2024

Decoding-Time Language Model Alignment with Multiple Objectives

NeurIPS 2024poster

Aligning language models (LMs) to human preferences has emerged as a critical pursuit, enabling these models to better serve diverse user needs. Existing methods primarily focus on optimizing LMs for a single reward function, limiting their adaptability to varied objectives. Here, we propose $\text…

2024

Dichotomy of Early and Late Phase Implicit Biases Can Provably Induce Grokking

ICLR 2024poster

Recent work by Power et al. (2022) highlighted a surprising "grokking" phenomenon in learning arithmetic tasks: a neural net first "memorizes" the training set, resulting in perfect training accuracy but near-random test accuracy, and after training for sufficiently longer, it suddenly transitions t…

2024

Distributional Successor Features Enable Zero-Shot Policy Optimization

NeurIPS 2024poster

Intelligent agents must be generalists, capable of quickly adapting to various tasks. In reinforcement learning (RL), model-based RL learns a dynamics model of the world, in principle enabling transfer to arbitrary reward functions through planning. However, autoregressive model rollouts suffer from…

2024

Free from Bellman Completeness: Trajectory Stitching via Model-based Return-conditioned Supervised Learning

ICLR 2024poster

Off-policy dynamic programming (DP) techniques such as $Q$-learning have proven to be important in sequential decision-making problems. In the presence of function approximation, however, these techniques often diverge due to the absence of Bellman completeness in the function classes considered, a…

2024

How Over-Parameterization Slows Down Gradient Descent in Matrix Sensing: The Curses of Symmetry and Initialization

ICLR 2024spotlight

This paper rigorously shows how over-parameterization dramatically changes the convergence behaviors of gradient descent (GD) for the matrix sensing problem, where the goal is to recover an unknown low-rank ground-truth matrix from near-isotropic linear measurements. First, we consider the symmetric…

Cited by 13SourcePDFScholar
2024

JoMA: Demystifying Multilayer Transformers via Joint Dynamics of MLP and Attention

ICLR 2024poster

We propose Joint MLP/Attention (JoMA) dynamics, a novel mathematical framework to understand the training procedure of multilayer Transformer architectures. This is achieved by integrating out the self-attention layer in Transformers, producing a modified dynamics of MLP layers only. JoMA removes un…

2024

Learning to Cooperate with Humans using Generative Agents

NeurIPS 2024poster

Training agents that can coordinate zero-shot with humans is a key mission in multi-agent reinforcement learning (MARL). Current algorithms focus on training simulated human partner policies which are then used to train a Cooperator agent. The simulated human is produced either through behavior clon…

2024

Rethinking Transformers in Solving POMDPs

ICML 2024poster

Sequential decision-making algorithms such as reinforcement learning (RL) in real-world scenarios inevitably face environments with partial observability. This paper scrutinizes the effectiveness of a popular architecture, namely Transformers, in Partially Observable Markov Decision Processes (POMDP…

2024

Toward Global Convergence of Gradient EM for Over-Paramterized Gaussian Mixture Models

NeurIPS 2024poster

We study the gradient Expectation-Maximization (EM) algorithm for Gaussian Mixture Models (GMM) in the over-parameterized setting, where a general GMM with $n>1$ components learns from data that are generated by a single ground truth Gaussian distribution. While results for the special case of 2-Ga…

Cited by 1SourcePDFScholar
2024

Unleashing the Power of Pre-trained Language Models for Offline Reinforcement Learning

ICLR 2024poster

Offline reinforcement learning (RL) aims to find a near-optimal policy using pre-collected datasets. Given recent advances in Large Language Models (LLMs) and their few-shot learning prowess, this paper introduces $\textbf{La}$nguage Models for $\textbf{Mo}$tion Control ($\textbf{LaMo}$), a general…

2023

A Reduction-based Framework for Sequential Decision Making with Delayed Feedback

NeurIPS 2023poster

We study stochastic delayed feedback in general single-agent and multi-agent sequential decision making, which includes bandits, single-agent Markov decision processes (MDPs), and Markov games (MGs). We propose a novel reduction-based framework, which turns any multi-batched algorithm for sequential…

Cited by 7SourcePDFScholar
2023

Active representation learning for general task space with applications in robotics

NeurIPS 2023poster

Representation learning based on multi-task pretraining has become a powerful approach in many domains. In particular, task-aware representation learning aims to learn an optimal representation for a specific target task by sampling data from a set of source tasks, while task-agnostic representation…

Cited by 4SourcePDFScholar
2023

Faster Last-iterate Convergence of Policy Optimization in Zero-Sum Markov Games

ICLR 2023poster

Multi-Agent Reinforcement Learning (MARL)---where multiple agents learn to interact in a shared dynamic environment---permeates across a wide range of critical applications. While there has been substantial progress on understanding the global convergence of policy optimization methods in single-age…

Cited by 45SourcePDFScholar
2023

Horizon-Free and Variance-Dependent Reinforcement Learning for Latent Markov Decision Processes

ICML 2023poster

We study regret minimization for reinforcement learning (RL) in Latent Markov Decision Processes (LMDPs) with context in hindsight. We design a novel model-based algorithmic framework which can be instantiated with both a model-optimistic and a value-optimistic solver. We prove an $\tilde{O}(\sqrt{\…

Cited by 4SourcePDFScholar
2023

Improved Active Multi-Task Representation Learning via Lasso

ICML 2023poster

To leverage the copious amount of data from source tasks and overcome the scarcity of the target task samples, representation learning based on multi-task pretraining has become a standard approach in many applications. However, up until now, most existing works design a source task selection strate…

Cited by 15SourcePDFScholar
2023

Linear Convergence of Natural Policy Gradient Methods with Log-Linear Policies

ICLR 2023poster

We consider infinite-horizon discounted Markov decision processes and study the convergence rates of the natural policy gradient (NPG) and the Q-NPG methods with the log-linear policy class. Using the compatible function approximation framework, both methods with log-linear policies can be written a…

Cited by 51SourcePDFScholar
2023

Offline Congestion Games: How Feedback Type Affects Data Coverage Requirement

ICLR 2023poster

This paper investigates when one can efficiently recover an approximate Nash Equilibrium (NE) in offline congestion games. The existing dataset coverage assumption in offline general-sum games inevitably incurs a dependency on the number of actions, which can be exponentially large in congestion gam…

Cited by 1SourcePDFScholar
2023

On the Power of Pre-training for Generalization in RL: Provable Benefits and Hardness

ICML 2023oral

Generalization in Reinforcement Learning (RL) aims to train an agent during training that generalizes to the target environment. In this work, we first point out that RL generalization is fundamentally different from the generalization in supervised learning, and fine-tuning on the target environmen…

Cited by 11SourcePDFScholar
2023

Optimal Extragradient-Based Algorithms for Stochastic Variational Inequalities with Separable Structure

NeurIPS 2023poster

We consider the problem of solving stochastic monotone variational inequalities with a separable structure using a stochastic first-order oracle. Building on standard extragradient for variational inequalities we propose a novel algorithm---stochastic \emph{accelerated gradient-extragradient} (AG-EG…

Cited by 1SourcePDFScholar
2023

Scan and Snap: Understanding Training Dynamics and Token Composition in 1-layer Transformer

NeurIPS 2023poster

Transformer architecture has shown impressive performance in multiple research domains and has become the backbone of many neural network models. However, there is limited understanding on how it works. In particular, with a simple predictive loss, how the representation emerges from the gradient \…

Cited by 90SourcePDFScholar
2023

Sharp Variance-Dependent Bounds in Reinforcement Learning: Best of Both Worlds in Stochastic and Deterministic Environments

ICML 2023poster

We study variance-dependent regret bounds for Markov decision processes (MDPs). Algorithms with variance-dependent regret guarantees can automatically exploit environments with low variance (e.g., enjoying constant regret on deterministic MDPs). The existing algorithms are either variance-independen…

Cited by 13SourcePDFScholar
2023

Understanding Incremental Learning of Gradient Descent: A Fine-grained Analysis of Matrix Sensing

ICML 2023poster

It is believed that Gradient Descent (GD) induces an implicit bias towards good generalization in training machine learning models. This paper provides a fine-grained analysis of the dynamics of GD for the matrix sensing problem, whose goal is to recover a low-rank ground-truth matrix from near-isot…

Cited by 41SourcePDFScholar
2022

A Reduction-Based Framework for Conservative Bandits and Reinforcement Learning

ICLR 2022poster

We study bandits and reinforcement learning (RL) subject to a conservative constraint where the agent is asked to perform at least as well as a given baseline policy. This setting is particular relevant in real-world domains including digital marketing, healthcare, production, finance, etc. In this…

Cited by 7SourcePDFScholar
2022

AdaLoss: A Computationally-Efficient and Provably Convergent Adaptive Gradient Method

AAAI 2022technical

We propose a computationally-friendly adaptive learning rate schedule, ``AdaLoss", which directly uses the information of the loss function to adjust the stepsize in gradient descent methods. We prove that this schedule enjoys linear convergence in linear regression. Moreover, we extend the to the n…

2022

Near-Optimal Randomized Exploration for Tabular Markov Decision Processes

NeurIPS 2022accept

We study algorithms using randomized value functions for exploration in reinforcement learning. This type of algorithms enjoys appealing empirical performance. We show that when we use 1) a single random seed in each episode, and 2) a Bernstein-type magnitude of noise, we obtain a worst-case $\widet…

Cited by 10SourcePDFScholar
2022

Provable General Function Class Representation Learning in Multitask Bandits and MDP

NeurIPS 2022accept

While multitask representation learning has become a popular approach in reinforcement learning (RL) to boost the sample efficiency, the theoretical understanding of why and how it works is still limited. Most previous analytical works could only assume that the representation function is already kn…

Cited by 10SourcePDFScholar
2022

Provably Efficient Offline Multi-agent Reinforcement Learning via Strategy-wise Bonus

NeurIPS 2022accept

This paper considers offline multi-agent reinforcement learning. We propose the strategy-wise concentration principle which directly builds a confidence interval for the joint strategy, in contrast to the point-wise concentration principle which builds a confidence interval for each point in the joi…

Cited by 28SourcePDFScholar
2021

Discovering Diverse Multi-Agent Strategic Behavior via Reward Randomization

ICLR 2021poster

We propose a simple, general and effective technique, Reward Randomization for discovering diverse strategic policies in complex multi-agent games. Combining reward randomization and policy gradient, we derive a new algorithm, Reward-Randomized Policy Gradient (RPG). RPG is able to discover a set of…

Cited by 63SourcePDFScholar
2021

Few-Shot Learning via Learning the Representation, Provably

ICLR 2021poster

This paper studies few-shot learning via representation learning, where one uses $T$ source tasks with $n_1$ data per task to learn a representation in order to reduce the sample complexity of a target task for which there is only $n_2 (\ll n_1)$ data. Specifically, we focus on the setting where the…

Cited by 305SourcePDFScholar
2021

Global Convergence of Gradient Descent for Asymmetric Low-Rank Matrix Factorization

NeurIPS 2021poster

We study the asymmetric low-rank factorization problem: \[\min_{\mathbf{U} \in \mathbb{R}^{m \times d}, \mathbf{V} \in \mathbb{R}^{n \times d}} \frac{1}{2}\|\mathbf{U}\mathbf{V}^\top -\mathbf{\Sigma}\|_F^2\] where $\mathbf{\Sigma}$ is a given matrix of size $m \times n$ and rank $d$. This is a canon…

Cited by 57SourcePDFScholar
2021

How Neural Networks Extrapolate: From Feedforward to Graph Neural Networks

ICLR 2021oral

We study how neural networks trained by gradient descent extrapolate, i.e., what they learn outside the support of the training distribution. Previous works report mixed empirical results when extrapolating with neural networks: while feedforward neural networks, a.k.a. multilayer perceptrons (MLPs…

2021

Improved Variance-Aware Confidence Sets for Linear Bandits and Linear Mixture MDP

NeurIPS 2021poster

This paper presents new \emph{variance-aware} confidence sets for linear bandits and linear mixture Markov Decision Processes (MDPs). With the new confidence sets, we obtain the follow regret bounds: For linear bandits, we obtain an $\widetilde{O}(\mathrm{poly}(d)\sqrt{1 + \sum_{k=1}^{K}\sigma_k^2}…

Cited by 45SourcePDFScholar
2021

Nearly Horizon-Free Offline Reinforcement Learning

NeurIPS 2021poster

We revisit offline reinforcement learning on episodic time-homogeneous Markov Decision Processes (MDP). For tabular MDP with $S$ states and $A$ actions, or linear MDP with anchor points and feature dimension $d$, given the collected $K$ episodes data with minimum visiting probability of (anchor) sta…

Cited by 60SourcePDFScholar
2021

Optimism in Reinforcement Learning with Generalized Linear Function Approximation

ICLR 2021poster

We design a new provably efficient algorithm for episodic reinforcement learning with generalized linear function approximation. We analyze the algorithm under a new expressivity assumption that we call ``optimistic closure,'' which is strictly weaker than assumptions from prior analyses for the lin…

Cited by 186SourcePDFScholar
2021

Stochastic Shortest Path: Minimax, Parameter-Free and Towards Horizon-Free Regret

NeurIPS 2021spotlight

We study the problem of learning in the stochastic shortest path (SSP) setting, where an agent seeks to minimize the expected cost accumulated before reaching a goal state. We design a novel model-based algorithm EB-SSP that carefully skews the empirical transitions and perturbs the empirical costs…

Cited by 37SourcePDFScholar