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Sham M. Kakade

67 accepted papers

2026

Any-Order Flexible Length Masked Diffusion

ICLR 2026poster

Masked diffusion models (MDMs) have recently emerged as a promising alternative to autoregressive models over discrete domains. MDMs generate sequences in an any-order, parallel fashion, enabling fast inference and strong performance on non-causal tasks. However, a crucial limitation is that they do…

Cited by 0SourcecodeScholar
2026

In Good GRACES: Principled Teacher Selection for Knowledge Distillation

ICLR 2026poster

Knowledge distillation is an efficient strategy to use data generated by large teacher language models to train smaller “capable” student models, but selecting the optimal teacher for a specific student-task combination requires expensive trial-and-error. We propose a lightweight score called GRACE…

Cited by 0SourceScholar
2026

Parameter-Efficient Reinforcement Learning using Prefix Optimization

ICLR 2026poster

Reinforcement Learning with Verifiable Rewards (RLVR) is a leading approach for tuning language models on mathematical reasoning tasks. However, it remains unclear whether RLVR's gains stem from genuine reasoning improvements or simply from steering the model toward answer formats that already appea…

Cited by 0SourcecodeScholar
2026

Seesaw: Accelerating Training by Balancing Batch Size and Learning Rate Scheduling

ICLR 2026poster

Increasing the batch size during training --- a “batch ramp'' --- is a promising strategy to accelerate large language model pretraining. While for SGD, doubling the batch size can be equivalent to halving the learning rate, the optimal strategy for adaptive optimizers like Adam is less clear. As a…

Cited by 0SourceScholar
2026

The Potential of Second-Order Optimization for LLMs: A Study with Full Gauss-Newton

ICLR 2026poster

Recent efforts to accelerate LLM pretraining have focused on computationally-efficient approximations that exploit second-order structure. This raises a key question for large-scale training: how much performance is forfeited by these approximations? To probe this question, we establish a practical…

Cited by 0SourcecodeScholar
2026

Using cognitive models to reveal value trade-offs in language models

ICLR 2026poster

Value trade-offs are an integral part of human decision-making and language use, however, current tools for interpreting such dynamic and multi-faceted notions of values in LLMs are limited. In cognitive science, so-called “cognitive models” provide formal accounts of such trade-offs in humans, by m…

Cited by 0SourcecodeScholar
2025

A New Perspective on Shampoo's Preconditioner

ICLR 2025poster

Shampoo, a second-order optimization algorithm that uses a Kronecker product preconditioner, has recently received increasing attention from the machine learning community. Despite the increasing popularity of Shampoo, the theoretical foundations of its effectiveness are not well understood. The pre…

Cited by 11SourcePDFScholar
2025

Deconstructing What Makes a Good Optimizer for Autoregressive Language Models

ICLR 2025poster

Training language models becomes increasingly expensive with scale, prompting numerous attempts to improve optimization efficiency. Despite these efforts, the Adam optimizer remains the most widely used, due to a prevailing view that it is the most effective approach. We aim to compare several optim…

Cited by 0SourcePDFScholar
2025

Eliminating Position Bias of Language Models: A Mechanistic Approach

ICLR 2025poster

Position bias has proven to be a prevalent issue of modern language models (LMs), where the models prioritize content based on its position within the given context. This bias often leads to unexpected model failures and hurts performance, robustness, and reliability across various applications. A s…

2025

EvoLM: In Search of Lost Language Model Training Dynamics

NeurIPS 2025oral

Modern language model (LM) training has been divided into multiple stages, making it difficult for downstream developers to evaluate the impact of design choices made at each stage. We present EvoLM, a model suite that enables systematic and transparent analysis of LMs' training dynamics across pre-…

Cited by 0SourceScholar
2025

Flash Inference: Near Linear Time Inference for Long Convolution Sequence Models and Beyond

ICLR 2025poster

While transformers have been at the core of most recent advancements in sequence generative models, their computational cost remains quadratic in sequence length. Several subquadratic architectures have been proposed to address this computational issue. Some of them, including long convolution seque…

Cited by 0SourcePDFScholar
2025

Follow My Instruction and Spill the Beans: Scalable Data Extraction from Retrieval-Augmented Generation Systems

ICLR 2025poster

Retrieval-Augmented Generation (RAG) improves pre-trained models by incorporating external knowledge at test time to enable customized adaptation. We study the risk of datastore leakage in Retrieval-In-Context RAG Language Models (LMs). We show that an adversary can exploit LMs' instruction-followi…

2025

How Does Critical Batch Size Scale in Pre-training?

ICLR 2025poster

Training large-scale models under given resources requires careful design of parallelism strategies. In particular, the efficiency notion of critical batch size (CBS), concerning the compromise between time and compute, marks the threshold beyond which greater data parallelism leads to diminishing r…

2025

Mind the Gap: Examining the Self-Improvement Capabilities of Large Language Models

ICLR 2025oral

Self-improvement is a mechanism in Large Language Model (LLM) pre-training, post-training and test-time inference. We explore a framework where the model verifies its own outputs, filters or reweights data based on this verification, and distills the filtered data. Despite several empirical success…

Cited by 4SourcePDFScholar
2025

Mixture of Parrots: Experts improve memorization more than reasoning

ICLR 2025poster

The Mixture-of-Experts (MoE) architecture enables a significant increase in the total number of model parameters with minimal computational overhead. However, it is not clear what performance tradeoffs, if any, exist between MoEs and standard dense transformers. In this paper, we show that as we i…

Cited by 3SourcePDFScholar
2025

SOAP: Improving and Stabilizing Shampoo using Adam for Language Modeling

ICLR 2025poster

There is growing evidence of the effectiveness of Shampoo, a higher-order preconditioning method, over Adam in deep learning optimization tasks. However, Shampoo's drawbacks include additional hyperparameters and computational overhead when compared to Adam, which only updates running averages of fi…

2025

The Role of Sparsity for Length Generalization in LLMs

ICML 2025poster

Training large language models to predict beyond their training context lengths has drawn much attention in recent years, yet the principles driving such behavior of length generalization remain underexplored. We propose a new theoretical framework to study length generalization for the next-token p…

Cited by 0SourcePDFScholar
2025

Train for the Worst, Plan for the Best: Understanding Token Ordering in Masked Diffusions

ICML 2025oral

In recent years, masked diffusion models (MDMs) have emerged as a promising alternative approach for generative modeling over discrete domains. Compared to autoregressive models (ARMs), MDMs trade off complexity at training time with flexibility at inference time. At training time, they must learn t…

Cited by 4SourcePDFScholar
2025

Universal Length Generalization with Turing Programs

ICML 2025poster

Length generalization refers to the ability to extrapolate from short training sequences to long test sequences and is a challenge for current large language models. While prior work has proposed some architecture or data format changes to achieve length generalization, these proposals typically app…

Cited by 6SourcePDFScholar
2024

Beyond Implicit Bias: The Insignificance of SGD Noise in Online Learning

ICML 2024spotlight

The success of SGD in deep learning has been ascribed by prior works to the *implicit bias* induced by finite batch sizes (''SGD noise''). While prior works focused on *offline learning* (i.e., multiple-epoch training), we study the impact of SGD noise on *online* (i.e., single epoch) learning. Thro…

Cited by 3SourcePDFScholar
2024

CoLoR-Filter: Conditional Loss Reduction Filtering for Targeted Language Model Pre-training

NeurIPS 2024poster

Selecting high-quality data for pre-training is crucial in shaping the downstream task performance of language models. A major challenge lies in identifying this optimal subset, a problem generally considered intractable, thus necessitating scalable and effective heuristics. In this work, we propose…

2024

DataComp-LM: In search of the next generation of training sets for language models

NeurIPS 2024poster

We introduce DataComp for Language Models, a testbed for controlled dataset experiments with the goal of improving language models. As part of DCLM, we provide a standardized corpus of 240T tokens extracted from Common Crawl, effective pretraining recipes based on the OpenLM framework, and a broad s…

Cited by 64SourcePDFScholar
2024

Feature emergence via margin maximization: case studies in algebraic tasks

ICLR 2024spotlight

Understanding the internal representations learned by neural networks is a cornerstone challenge in the science of machine learning. While there have been significant recent strides in some cases towards understanding *how* neural networks implement specific target functions, this paper explores a c…

Cited by 15SourcePDFScholar
2024

MatFormer: Nested Transformer for Elastic Inference

NeurIPS 2024poster

Foundation models are applied in a broad spectrum of settings with different inference constraints, from massive multi-accelerator clusters to resource-constrained standalone mobile devices. However, the substantial costs associated with training these models often limit the number of unique model s…

Cited by 11SourcePDFScholar
2024

Matching the Statistical Query Lower Bound for $k$-Sparse Parity Problems with Sign Stochastic Gradient Descent

NeurIPS 2024poster

The $k$-sparse parity problem is a classical problem in computational complexity and algorithmic theory, serving as a key benchmark for understanding computational classes. In this paper, we solve the $k$-sparse parity problem with sign stochastic gradient descent, a variant of stochastic gradient d…

Cited by 0SourcePDFScholar
2024

Q-Probe: A Lightweight Approach to Reward Maximization for Language Models

ICML 2024poster

We present an approach called Q-probing to adapt a pre-trained language model to maximize a task-specific reward function. At a high level, Q-probing sits between heavier approaches such as finetuning and lighter approaches such as few shot prompting, but can also be combined with either. The idea i…

2024

Repeat After Me: Transformers are Better than State Space Models at Copying

ICML 2024poster

Transformers are the dominant architecture for sequence modeling, but there is growing interest in models that use a fixed-size latent state that does not depend on the sequence length, which we refer to as ''generalized state space models'' (GSSMs). In this paper we show that while GSSMs are promis…

2024

Scaling Laws in Linear Regression: Compute, Parameters, and Data

NeurIPS 2024poster

Empirically, large-scale deep learning models often satisfy a neural scaling law: the test error of the trained model improves polynomially as the model size and data size grow. However, conventional wisdom suggests the test error consists of approximation, bias, and variance errors, where the varia…

Cited by 17SourcePDFScholar
2024

Superposed Decoding: Multiple Generations from a Single Autoregressive Inference Pass

NeurIPS 2024poster

Many applications today provide users with multiple auto-complete drafts as they type, including GitHub's code completion, Gmail's smart compose, and Apple's messaging auto-suggestions. Under the hood, language models support this by running an autoregressive inference pass to provide a draft. Conse…

2024

Transcendence: Generative Models Can Outperform The Experts That Train Them

NeurIPS 2024poster

Generative models are trained with the simple objective of imitating the conditional probability distribution induced by the data they are trained on. Therefore, when trained on data generated by humans, we may not expect the artificial model to outperform the humans on their original objectives. In…

Cited by 11SourcePDFScholar
2023

AdANNS: A Framework for Adaptive Semantic Search

NeurIPS 2023poster

Web-scale search systems learn an encoder to embed a given query which is then hooked into an approximate nearest neighbor search (ANNS) pipeline to retrieve similar data points. To accurately capture tail queries and data points, learned representations typically are _rigid, high-dimensional_ vecto…

2023

Finite-Sample Analysis of Learning High-Dimensional Single ReLU Neuron

ICML 2023poster

This paper considers the problem of learning single ReLU neuron with squared loss (a.k.a., ReLU regression) in the overparameterized regime, where the input dimension can exceed the number of samples. We analyze a Perceptron-type algorithm called GLM-tron [Kakade et al. 2011], and provide its dimens…

Cited by 7SourcePDFScholar
2023

Hardness of Independent Learning and Sparse Equilibrium Computation in Markov Games

ICML 2023poster

We consider the problem of decentralized multi-agent reinforcement learning in Markov games. A fundamental question is whether there exist algorithms that, when run independently by all agents, lead to no-regret for each player, analogous to celebrated convergence results for no-regret learning in n…

Cited by 14SourcePDFScholar
2023

Pareto Frontiers in Deep Feature Learning: Data, Compute, Width, and Luck

NeurIPS 2023spotlight

In modern deep learning, algorithmic choices (such as width, depth, and learning rate) are known to modulate nuanced resource tradeoffs. This work investigates how these complexities necessarily arise for feature learning in the presence of computational-statistical gaps. We begin by considering off…

Cited by 4SourcePDFScholar
2023

The Role of Coverage in Online Reinforcement Learning

ICLR 2023top-5%

Coverage conditions---which assert that the data logging distribution adequately covers the state space---play a fundamental role in determining the sample complexity of offline reinforcement learning. While such conditions might seem irrelevant to online reinforcement learning at first glance, we e…

Cited by 89SourcePDFScholar
2022

Anti-Concentrated Confidence Bonuses For Scalable Exploration

ICLR 2022poster

Intrinsic rewards play a central role in handling the exploration-exploitation tradeoff when designing sequential decision-making algorithms, in both foundational theory and state-of-the-art deep reinforcement learning. The LinUCB algorithm, a centerpiece of the stochastic linear bandits literature,…

Cited by 13SourcePDFScholar
2022

Hidden Progress in Deep Learning: SGD Learns Parities Near the Computational Limit

NeurIPS 2022accept

There is mounting evidence of emergent phenomena in the capabilities of deep learning methods as we scale up datasets, model sizes, and training times. While there are some accounts of how these resources modulate statistical capacity, far less is known about their effect on the computational proble…

Cited by 156SourcePDFScholar
2022

Matryoshka Representation Learning

NeurIPS 2022accept

Learned representations are a central component in modern ML systems, serving a multitude of downstream tasks. When training such representations, it is often the case that computational and statistical constraints for each downstream task are unknown. In this context rigid, fixed capacity represent…

2022

Multi-Stage Episodic Control for Strategic Exploration in Text Games

ICLR 2022spotlight

Text adventure games present unique challenges to reinforcement learning methods due to their combinatorially large action spaces and sparse rewards. The interplay of these two factors is particularly demanding because large action spaces require extensive exploration, while sparse rewards provide l…

2022

Recurrent Convolutional Neural Networks Learn Succinct Learning Algorithms

NeurIPS 2022accept

Neural networks (NNs) struggle to efficiently solve certain problems, such as learning parities, even when there are simple learning algorithms for those problems. Can NNs discover learning algorithms on their own? We exhibit a NN architecture that, in polynomial time, learns as well as any efficien…

Cited by 4SourcePDFScholar
2022

Risk Bounds of Multi-Pass SGD for Least Squares in the Interpolation Regime

NeurIPS 2022accept

Stochastic gradient descent (SGD) has achieved great success due to its superior performance in both optimization and generalization. Most of existing generalization analyses are made for single-pass SGD, which is a less practical variant compared to the commonly-used multi-pass SGD. Besides, theore…

Cited by 10SourcePDFScholar
2022

The Power and Limitation of Pretraining-Finetuning for Linear Regression under Covariate Shift

NeurIPS 2022accept

We study linear regression under covariate shift, where the marginal distribution over the input covariates differs in the source and the target domains, while the conditional distribution of the output given the input covariates is similar across the two domains. We investigate a transfer learning…

Cited by 24SourcePDFScholar
2022

Unpacking Reward Shaping: Understanding the Benefits of Reward Engineering on Sample Complexity

NeurIPS 2022accept

The success of reinforcement learning in a variety of challenging sequential decision-making problems has been much discussed, but often ignored in this discussion is the consideration of how the choice of reward function affects the behavior of these algorithms. Most practical RL algorithms require…

Cited by 83SourcePDFScholar
2021

An Exponential Lower Bound for Linearly Realizable MDP with Constant Suboptimality Gap

NeurIPS 2021oral

A fundamental question in the theory of reinforcement learning is: suppose the optimal $Q$-function lies in the linear span of a given $d$ dimensional feature mapping, is sample-efficient reinforcement learning (RL) possible? The recent and remarkable result of Weisz et al. (2020) resolves this ques…

Cited by 58SourcePDFScholar
2021

Few-Shot Learning via Learning the Representation, Provably

ICLR 2021poster

This paper studies few-shot learning via representation learning, where one uses $T$ source tasks with $n_1$ data per task to learn a representation in order to reduce the sample complexity of a target task for which there is only $n_2 (\ll n_1)$ data. Specifically, we focus on the setting where the…

Cited by 305SourcePDFScholar
2021

Going Beyond Linear RL: Sample Efficient Neural Function Approximation

NeurIPS 2021poster

Deep Reinforcement Learning (RL) powered by neural net approximation of the Q function has had enormous empirical success. While the theory of RL has traditionally focused on linear function approximation (or eluder dimension) approaches, little is known about nonlinear RL with neural net approximat…

Cited by 10SourcePDFScholar
2021

Gone Fishing: Neural Active Learning with Fisher Embeddings

NeurIPS 2021poster

There is an increasing need for effective active learning algorithms that are compatible with deep neural networks. This paper motivates and revisits a classic, Fisher-based active selection objective, and proposes BAIT, a practical, tractable, and high-performing algorithm that makes it viable for…

Cited by 93SourcePDFScholar
2021

LLC: Accurate, Multi-purpose Learnt Low-dimensional Binary Codes

NeurIPS 2021poster

Learning binary representations of instances and classes is a classical problem with several high potential applications. In modern settings, the compression of high-dimensional neural representations to low-dimensional binary codes is a challenging task and often require large bit-codes to be accur…

2021

Optimal Gradient-based Algorithms for Non-concave Bandit Optimization

NeurIPS 2021poster

Bandit problems with linear or concave reward have been extensively studied, but relatively few works have studied bandits with non-concave reward. This work considers a large family of bandit problems where the unknown underlying reward function is non-concave, including the low-rank generalized li…

Cited by 18SourcePDFScholar
2021

Robust and differentially private mean estimation

NeurIPS 2021poster

In statistical learning and analysis from shared data, which is increasingly widely adopted in platforms such as federated learning and meta-learning, there are two major concerns: privacy and robustness. Each participating individual should be able to contribute without the fear of leaking one's se…

2021

The Benefits of Implicit Regularization from SGD in Least Squares Problems

NeurIPS 2021poster

Stochastic gradient descent (SGD) exhibits strong algorithmic regularization effects in practice, which has been hypothesized to play an important role in the generalization of modern machine learning approaches. In this work, we seek to understand these issues in the simpler setting of linear regre…

Cited by 40SourcePDFScholar
2021

What are the Statistical Limits of Offline RL with Linear Function Approximation?

ICLR 2021spotlight

Offline reinforcement learning seeks to utilize offline (observational) data to guide the learning of (causal) sequential decision making strategies. The hope is that offline reinforcement learning coupled with function approximation methods (to deal with the curse of dimensionality) can provide a m…

Cited by 198SourcePDFScholar
2020

Is a Good Representation Sufficient for Sample Efficient Reinforcement Learning?

ICLR 2020spotlight

Modern deep learning methods provide effective means to learn good representations. However, is a good representation itself sufficient for sample efficient reinforcement learning? This question has largely been studied only with respect to (worst-case) approximation error, in the more classical app…

Cited by 256SourceScholar
2019

Meta-Learning with Implicit Gradients

NeurIPS 2019poster

A core capability of intelligent systems is the ability to quickly learn new tasks by drawing on prior experience. Gradient (or optimization) based meta-learning has recently emerged as an effective approach for few-shot learning. In this formulation, meta-parameters are learned in the outer loop, w…

2019

The Step Decay Schedule: A Near Optimal, Geometrically Decaying Learning Rate Procedure For Least Squares

NeurIPS 2019poster

Minimax optimal convergence rates for numerous classes of stochastic convex optimization problems are well characterized, where the majority of results utilize iterate averaged stochastic gradient descent (SGD) with polynomially decaying step sizes. In contrast, the behavior of SGD’s final iterate h…

2018

A Smoother Way to Train Structured Prediction Models

NeurIPS 2018poster

We present a framework to train a structured prediction model by performing smoothing on the inference algorithm it builds upon. Smoothing overcomes the non-smoothness inherent to the maximum margin structured prediction objective, and paves the way for the use of fast primal gradient-based optimiza…

2018

Invariances and Data Augmentation for Supervised Music Transcription

ICASSP 2018accepted

This paper explores a variety of models for frame-based music transcription, with an emphasis on the methods needed to reach state-of-the-art on human recordings. The translation-invariant network discussed in this paper, which combines a traditional filterbank with a convolutional neural network, w…

Cited by 0SourceScholar
2018

On the insufficiency of existing momentum schemes for Stochastic Optimization

ICLR 2018oral

Momentum based stochastic gradient methods such as heavy ball (HB) and Nesterov's accelerated gradient descent (NAG) method are widely used in practice for training deep networks and other supervised learning models, as they often provide significant improvements over stochastic gradient descent (SG…

2017

How to Escape Saddle Points Efficiently

ICML 2017poster

This paper shows that a perturbed form of gradient descent converges to a second-order stationary point in a number iterations which depends only poly-logarithmically on dimension (i.e., it is almost “dimension-free”). The convergence rate of this procedure matches the well-known convergence rate of…

Cited by 1074SourcePDFScholar
2017

Towards Generalization and Simplicity in Continuous Control

NeurIPS 2017poster

The remarkable successes of deep learning in speech recognition and computer vision have motivated efforts to adapt similar techniques to other problem domains, including reinforcement learning (RL). Consequently, RL methods have produced rich motor behaviors on simulated robot tasks, with their suc…

Cited by 370SourcePDFScholar
2016

Provable Efficient Online Matrix Completion via Non-convex Stochastic Gradient Descent

NeurIPS 2016poster

Matrix completion, where we wish to recover a low rank matrix by observing a few entries from it, is a widely studied problem in both theory and practice with wide applications. Most of the provable algorithms so far on this problem have been restricted to the offline setting where they provide an e…

Cited by 122SourcePDFScholar
2015

Convergence Rates of Active Learning for Maximum Likelihood Estimation

NeurIPS 2015poster

An active learner is given a class of models, a large set of unlabeled examples, and the ability to interactively query labels of a subset of these examples; the goal of the learner is to learn a model in the class that fits the data well. Previous theoretical work has rigorously characterized label…

Cited by 90SourcePDFScholar